On January 21, 2016, the Federal Reserve published in the Federal Register a final rule (the "Final Rule") modifying Forms FR Y-14A, FR Y-14Q and FR Y-14M (collectively, the "FR Y-14 Forms"). Most notably, the Final Rule requires the chief financial officer ("CFO") of each bank holding company ("BHC") that is overseen by the Federal Reserve's Large Institution Supervision Redlined Draft FFIEC 009a Reporting Form and Instructions with Proposed Effective Date as of the December 31, 2022, Report Date - January 20, 2022 (PDF) 2019 FFIEC 009/ FFIEC 009a Extension with Revisions. Final Federal Register notice for FFIEC 009 and FFIEC 009a - published September 9, 2019. The comment period expired October 9, 2019. FRY-14A/Q/M are a series of Annual, Quarterly and Monthly forms that BHC's have to complete and submit to the FRB. CCAR and DFAST results are reported in summary and worksheets in FRY-14 forms FR Y-14: Basel III and Dodd-Frank Schedule Instructions 1 General Guidance . The Basel III Doddand-Frank FR Y-14Q quarterly and -14A annual schedules collect historical aFR Y nd projection data, respectively. info@ccar.frb.org. In June 2012, the U.S. banking agencies finalized the market risk capital rule and released the three notices The FR Y-14Q collects detailed data on various asset classes, capital components, and categories of pre-provision net revenue of bank holding companies, savings and loan holding companies, and intermediate holding companies. Schedules are reported on the last calendar day of the quarter, with exceptions for the Trading and Counterparty Schedules. Specifically, the portion of the FR Y-14Q, Schedule A instructions indicating that "international" is `not U.S. or U.S. territories and possessions' would be removed from sub-schedules A.1 (International Auto), A.3 (International Credit Card), A.4 (International Home Equity), and A.5 (International First Lien Mortgage). The quarterly FR Y-14Q collects granular data on various asset classes, including loans, securities, trading assets, and PPNR for the reporting period. The monthly FR Y-14M is comprised of three retail portfolio- and loan-level schedules, and one detailed address-matching schedule to supplement two of the portfolio and loan-level schedules. A Reporting Central External User Guide (PDF) is for the benefit of individuals responsible for the preparation and submission of reports. The user guide provides information on how to: Log into the application using your Federal Reserve Bank issued physical token. Navigate through the screens of the application to submit files electronically. Per the FR Y-14Q instructions, firms are required to report these schedules the earlier of fifty-two calendar days following the date on which they are notified of the global market shock (GMS) date, or March 15. Forms used exclusively by the Federal Reserve are preceded by the letters FR. Forms collected by the Treasury International Capital reporting system are preceded by the letters TIC. In the default view below, all forms are listed by number. At any time, you may return to this complete list by selecting the SHOW ALL button. FR Y-14Q High level view of adopted changes H: Wholesale Revising the instructions to align with ASU 2016-13 and the FR Y-9C K: Supplemental Addition of a footnote to the instructions and report form M.3: UPB of retail loans in domestic offices held for investment at amortized cost by PCI FR Y-14Q High level view of adopted changes H: Wholesale Revis